Compensation Transparency
Our comprehensive financial planning services include investment strategies, retirement planning, tax optimization, and estate planning. In general, the way we are compensated for those services is through a fee based on the assets we manage for you. However, in order to provide our clients access to a broad range of financial products, there are some products that have a commission-based pay structure. If one of these products is in your best interest, we may be paid a commission rather than a fee.
The annual fee on the assets we manage is progressive and as follows:
1.5% on the first $100,000
1.0% on all assets > $100,000
For example, on $1,000,000, the fee would be:
$1,500 (1.5% on the first $100,000)
+ $9,000 (1.0% on all assets > $100,000)
$10,500 Total Annual Fee
The fee is divided and charged quarterly based on the value of the assets at the start of the quarter. If at any point during the quarter you move funds out of your account, you will be refunded the fee you paid on those funds for the days of the quarter they were not in the account.
